Skip to content

Posts from the ‘Federal Regulation’ Category

0May 9, 2019Redesigned navigation bar and new Laws, Rules, Agency Materials search coming to Securities Mosaic this weekend

0December 9, 2016Corporate and Financial Regulation under a Trump Presidency

0April 8, 2016Activist Shareholder Uses Proxy Process to Target Gender Wage Gap

0June 22, 2015Get a quick primer on our Dodd-Frank Tracker in less than 3 minutes

0May 26, 2015Securities Mosaic at FINRA in Washington, D.C. this week

0April 30, 2014Conflict Minerals Disclosure Stays While Unconstitutional Bathwater Goes

0February 6, 2014Whistleblowing Pitfalls

0December 23, 2013Chomping at the Bit

0November 4, 2013Little Did They Know: Responses to the Office of Financial Research’s Report on the Asset Management Industry

0October 18, 2013Rise of the Machines

0September 9, 2013Chasing Shadows: The Financial Stability Board and the European Commission Release Shadow Banking Proposals

0August 29, 2013Regulators target ABS

0July 17, 2013Can capital markets — and the middle class — be saved by the quarter dollar?

0July 1, 2013Shining a Light on Dark Pools

0June 25, 2013Reports of the Dodd-Frank Act’s Demise May Be Premature

0June 6, 2013Unpacking the SEC’s Money Market Proposal

0May 23, 2013Twin Peaks

0April 11, 2013Judging the JOBS Act after one year: What do the numbers really say?

0March 29, 2013The newest feature on Knowledge Mosaic: A search filter on Emerging Growth Companies

0January 9, 2013Emerging Growth Companies in 2012: A brief retrospective